Navigate the Capital Markets with Confidence
Expert advisory for Regulation A+, Regulation CF, Regulation D and microcap IPOs.
Companies We've Worked With
Capital Formation Shouldn't Be a Mystery
Reg A+, Reg CF, Reg D or a microcap IPO can be complex. You need more than just compliance—you need a strategic partner who can provide information to help you with:
Deal Structure
Pricing, valuation, and terms that attract investors
Regulatory Navigation
SEC filings, FINRA coordination, and state blue sky laws
Investor Targeting
Access to family offices, VCs, and retail investor platforms
Marketing Strategy
Creating compelling investor narratives that convert
Comprehensive Strategic Advisory
Accredited Investor Acquisition Reg D 506(c)
We provide strategic advisory to companies executing Reg D 506(c) offerings — including guidance on identifying and prioritizing accredited investor targets, advising management on outreach strategy, and helping develop investor communications for management's review and use.
We Help Companies with:
- Investor targeting — Curated lists filtered by thesis, check size, and geography
- Outreach strategy — Messaging guidance and pipeline development advice
- Investor communications— Draft materials for management's review and use
All investor contact and solicitation decisions are made by company management. Tand Capital does not act as a placement agent or broker-dealer in connection with these services.
Capital Formation Readiness Advisory
Most early-stage companies lose deals before the first meeting — because their materials aren't built for investors. We advise companies on the documents sophisticated investors expect to see, and provide guidance on structure, content, and presentation across four core deliverables.
We Help Companies with:
- Pitch deck — Investor-grade narrative and structure
- Financial model — Assumptions, format, and due diligence readiness
- Deal memo — Framing the terms investors will scrutinize
- Capitalization table — Structure, dilution modeling, and presentation
All materials are prepared by company management. Tand Capital's role is advisory throughout.
Regulation A+ Advisory
Raise up to $75M annually with Reg A+. Companies can maximize valuation while minimizing dilution.
We Help Companies with:
- Offering structure and pricing strategy
- Financial modeling and projections
- SEC filing preparation and review
- Investor deck and marketing materials
- Placement agent coordination
- Investor targeting and outreach
Regulation CF Advisory
Launch successful crowdfunding campaigns with strategic planning that goes beyond compliance. We help you leverage the $5M annual limit to build investor momentum and brand awareness.
We Help Companies with:
- Platform selection (StartEngine, Republic, Wefunder, etc.)
- Campaign strategy and timeline
- Valuation and terms negotiation
- Marketing funnel development
- Pre-launch audience building
- Post-raise investor relations
Microcap IPO Preparation
Position your company for a successful public listing. We provide the strategic guidance needed for NASDAQ, NYSE American, or OTC Markets listings.
We Help Companies with:
- IPO readiness assessment
- Corporate governance setup
- Financial statement preparation (audit coordination)
- S-1 registration statement support
- Underwriter introductions
- Roadshow preparation
Strategic Bridge Capital
Select companies may qualify for bridge financing to support the capital raise process. We provide convertible notes with favorable terms to help you reach key milestones before your primary raise.
Our Investment Philosophy
Tand Capital is fundamentally an Advisory-First firm. Our primary business is to guide our clients through complex offerings.
Strategic Co-Investment
In select cases, we may make a strategic investment in the companies we advise. This is always on a case-by-case basis and serves to:
- Align Interests
Demonstrate our conviction in the company and the offering's potential.
- Signal to Investors
Our investment acts as a strong third-party validation for potential outside investors.
- Facilitate the Offering
Provide crucial early capital to help fund key offering expenses or bridge capital needs.
Why Companies Choose Tand Capital
Experience, relationships, and support are what drive company success.
Deep Industry Experience
Have assisted companies across sectors with our institutional-level capital markets expertise and experience.
Extensive Professional Network
Direct relationships with industry professionals that can help companies that are seeking to utilize Reg A+, Reg CF, Reg D, and microcap pathways.
Full-Cycle Support
Advisory and project management support to support companies at their particular stage of development.
Our Partners
Trusted by leading organizations across the capital markets
Our Proven Advisory Process
A structured approach that helps companies navigate the capital markets.
Discovery & Assessment
We evaluate your business model, financials, growth trajectory, and capital needs to determine the optimal raise structure.
Strategic Planning
Assistance with comprehensive capital raise strategy including valuation, terms, timeline, and investor targeting approach.
Documentation & Filing
Assist company in creating offering documents, investor presentations, financial models, and regulatory filings.
Marketing & Execution
Provide ongoing advisory support to company throughout the process.
Post-Raise Support
Compliance support, investor relations, and preparation for your next capital event.
Trusted by Companies Across Multiple Sectors
We bring deep expertise across diverse industries.
Ready to Discuss Your Goals?
Schedule a confidential consultation to discuss your corporate strategy.
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