Navigate the Capital Markets with Confidence

Strategic capital markets advisory — from institutional private placements to public listings.

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Companies We've Worked With

Capital Formation Shouldn't Be a Mystery

Raising private capital or preparing for the public markets is complex. You need more than compliance — you need a strategic partner who can guide you on:

Deal Structure

Pricing, valuation, and terms that attract investors

Regulatory Navigation

SEC filings, FINRA coordination, and state blue sky laws

Investor Targeting

Access to family offices, VCs, and retail investor platforms

Marketing Strategy

Creating compelling investor narratives that convert

Comprehensive Strategic Advisory

Accredited Investor Acquisition Reg D 506(c)

We provide strategic advisory to companies executing Reg D 506(c) offerings — including guidance on identifying and prioritizing accredited investor targets, advising management on outreach strategy, and helping develop investor communications for management's review and use.

We Help Companies with:

Investor targeting — Curated lists filtered by thesis, check size, and geography
Outreach strategy — Messaging guidance and pipeline development advice
Investor communications— Draft materials for management's review and use

All investor contact and solicitation decisions are made by company management. Tand Capital does not act as a placement agent or broker-dealer in connection with these services.

Capital Formation Readiness Advisory

Most early-stage companies lose deals before the first meeting — because their materials aren't built for investors. We advise companies on the documents sophisticated investors expect to see, and provide guidance on structure, content, and presentation across four core deliverables.

We Help Companies with:

Pitch deck — Investor-grade narrative and structure
Financial model — Assumptions, format, and due diligence readiness
Deal memo — Framing the terms investors will scrutinize
Capitalization table — Structure, dilution modeling, and presentation

All materials are prepared by company management. Tand Capital's role is advisory throughout.

Exchange Listing Advisory

Position your company for a successful public listing. We provide strategic guidance for Nasdaq, NYSE American, and OTC Markets pathways — including uplisting strategies for companies already trading on junior exchanges.

We Help Companies with:

IPO readiness assessment
Corporate governance setup
Financial statement preparation (audit coordination)
S-1 registration statement support
Underwriter introductions
Roadshow preparation

Reg A+ & Public Market Pathways

Reg A+ allows companies to raise up to $75M annually — and, structured correctly, can serve as a stepping stone to a national exchange listing. We advise on offering structure, valuation, and the pathway from a qualified offering to Nasdaq or NYSE American.

We Help Companies with:

Offering structure and pricing strategy
Financial modeling and projections
SEC filing preparation and review
Investor deck and marketing materials
Placement agent coordination
Investor targeting and outreach

Early-Stage & Community Rounds (Reg CF)

For earlier-stage companies, a well-run Reg CF round can build investor momentum, brand awareness, and a shareholder base ahead of larger institutional raises. We bring the same strategic discipline to community rounds that we apply across the capital lifecycle.

We Help Companies with:

Platform selection (StartEngine, Republic, Wefunder, etc.)
Campaign strategy and timeline
Valuation and terms negotiation
Marketing funnel development
Pre-launch audience building
Post-raise investor relations

Strategic Co-Investment

Tand Capital is fundamentally an advisory-first firm. In select cases, we may co-invest alongside our clients on a case-by-case basis. Any such investment is made on the same disclosed terms under consideration by other investors and is always disclosed to all parties.

Why Companies Choose Tand Capital

Experience, relationships, and support are what drive company success.

Deep Industry Experience

Have assisted companies across sectors with our institutional-level capital markets expertise and experience.

Extensive Professional Network

Direct relationships with family offices, institutional investors, exchange listing specialists, and capital markets professionals — across the full capital lifecycle, from first institutional round through exchange listing.