Navigate the Path to Public Markets with Confidence
Expert advisory for Regulation A+, Regulation CF, and microcap IPOs. We've helped companies raise over $500M—let us guide your capital formation journey.
Companies We've Worked With
Capital Formation Shouldn't Be a Mystery
Going public through Reg A+, Reg CF, or a microcap IPO is complex. You need more than just compliance—you need a strategic partner who understands:
Deal Structure
Pricing, valuation, and terms that attract investors
Regulatory Navigation
SEC filings, FINRA coordination, and state blue sky laws
Investor Targeting
Access to family offices, VCs, and retail investor platforms
Marketing Strategy
Creating compelling investor narratives that convert
Comprehensive Capital Formation Advisory
End-to-end guidance to maximize your capital raise while minimizing dilution.
Regulation A+ Advisory
Raise up to $75M annually with our end-to-end Reg A+ guidance. From Tier 1 ($20M) to Tier 2 ($75M) offerings, we structure deals that maximize valuation while minimizing dilution.
What We Do:
- Offering structure and pricing strategy
- Financial modeling and projections
- SEC filing preparation and review
- Investor deck and marketing materials
- Placement agent coordination
- Investor targeting and outreach
Regulation CF Advisory
Launch successful crowdfunding campaigns with strategic planning that goes beyond compliance. We help you leverage the $5M annual limit to build investor momentum and brand awareness.
What We Do:
- Platform selection (StartEngine, Republic, Wefunder, etc.)
- Campaign strategy and timeline
- Valuation and terms negotiation
- Marketing funnel development
- Pre-launch audience building
- Post-raise investor relations
Microcap IPO Preparation
Position your company for a successful public listing. We provide the strategic guidance and documentation needed for NASDAQ, NYSE American, or OTC Markets uplisting.
What We Do:
- IPO readiness assessment
- Corporate governance setup
- Financial statement preparation (audit coordination)
- S-1 registration statement support
- Underwriter introductions
- Roadshow preparation
Strategic Bridge Capital
Select companies may qualify for bridge financing to support the capital raise process. We provide convertible notes with favorable terms to help you reach key milestones before your primary raise.
Our Investment Philosophy
Tand Capital is fundamentally an Advisory-First firm. Our primary business is to guide our clients through complex offerings.
Strategic Co-Investment
In select cases, we may make a strategic investment in the companies we advise. This is always on a case-by-case basis and serves to:
- Align Interests
Demonstrate our conviction in the company and the offering's potential.
- Signal to Investors
Our investment acts as a strong third-party validation for potential outside investors.
- Facilitate the Offering
Provide crucial early capital to help fund key offering expenses or bridge capital needs.
Why Companies Choose Tand Capital
Experience, relationships, and aligned incentives that drive successful capital raises.
Deep Investment Banking Experience
25+ IPOs and private placements executed across technology, healthcare, biotech, and industrial sectors. We bring institutional-grade expertise to your raise.
Extensive Investor Network
Direct relationships with 200+ family offices, VC funds, and accredited investors actively seeking opportunities in Reg A+, Reg CF, and microcap offerings.
Risk-Aligned Fee Structures
We offer flexible compensation models including deferred payment options aligned with your capital raise milestones.
Full-Cycle Support
From initial strategy through post-raise compliance and investor relations, we're your partner at every stage of the capital formation journey.
Our Partners
Trusted by leading organizations across the capital markets
Our Proven Advisory Process
A structured approach that guides you from initial assessment through successful capital raise.
Discovery & Assessment
We evaluate your business model, financials, growth trajectory, and capital needs to determine the optimal raise structure.
Strategic Planning
Development of comprehensive capital raise strategy including valuation, terms, timeline, and investor targeting approach.
Documentation & Filing
Creation of all required materials: offering documents, investor presentations, financial models, and regulatory filings.
Marketing & Execution
Active campaign management, investor outreach, due diligence coordination, and deal closing.
Post-Raise Support
Compliance support, investor relations, and preparation for your next capital event.
Trusted by Companies Across Multiple Sectors
We bring deep expertise across diverse industries.
Frequently Asked Questions
Common questions about our capital formation advisory services.
Ready to Start Your Capital Raise?
Schedule a confidential consultation to discuss your capital formation strategy.
Schedule Your Consultation